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Detailed guide to form submission for rectification

Introduction

Rectification of a trademark refers to the process of correcting or removing inaccurate or misleading entries in the trademark register. In cases where there has been an error in the trademark’s registration or when a registered trademark no longer qualifies for protection, a trademark owner or any affected party can request rectification. This is typically done by submitting a formal application to the relevant trademark office. In India, the process is governed by the Trade Marks Act, 1999, and related rules. This guide explains in detail how to submit a rectification application for a trademark, covering the procedure, forms required, and the necessary steps to take.

What is Trademark Rectification?

Trademark rectification is the process by which a party seeks to remove or correct entries in the trademark register. The grounds for rectification could be:

  • Mistake or Error in the Register: This could include cases where the trademark has been incorrectly registered or contains incorrect details.
  • Non-Use of Trademark: If a registered trademark has not been used for a continuous period (usually 5 years) without justifiable reasons, a party may file a rectification to remove the mark from the register.
  • Cancellation of Registration: If a trademark has become generic, descriptive, or misleading, a rectification application may be filed for its removal.
  • Rectification of Ownership: If the owner listed in the register is incorrect (e.g., if a mark was assigned to another party but the assignment was not recorded), a rectification may be filed.

Grounds for Filing a Rectification

A rectification can be requested on several grounds, including:

  1. The mark is not distinctive or has become generic.
  2. The mark is misleading or is likely to cause confusion.
  3. The mark is no longer in use and has been abandoned for the statutory period (usually three years in India).
  4. The mark was incorrectly registered due to administrative errors.
  5. Wrongful registration of a mark that conflicts with prior rights (e.g., another registered trademark or a well-known trademark).
  6. Ownership issues, such as incorrect names on the register, or failure to update the register after an assignment of the mark.

Process for Filing a Rectification Application

  1. Form to Use – TM-O

    The Form TM-O is used for filing a rectification application before the Intellectual Property Appellate Board (IPAB) in India. The application is submitted if the rectification is requested for a mark that has already been registered.
    • Form: TM-O (Application for rectification of the register).
    • The application must specify the exact nature of the rectification being sought (e.g., cancellation of the mark, correction of ownership, etc.).
  2. In addition to Form TM-O, a statement of case explaining the grounds for rectification must be included. This will contain a detailed explanation of why the rectification is required and the legal basis for it.
  3. Supporting Documents for Rectification

    When submitting Form TM-O, the applicant must provide the necessary documentation to support the grounds for rectification. Some of the common supporting documents include:
    • Evidence of Non-Use: If the rectification is based on non-use, provide documents like affidavits or evidence of non-use for the past three years.
    • Proof of Ownership: If there is an ownership dispute, submit documents such as the assignment deed or proof of trademark ownership, such as the trademark registration certificate.
    • Market Surveys or Documents Showing the Mark’s Generic Nature: If claiming that the trademark has become generic or descriptive, include surveys, articles, or market research that supports the claim.
    • Legal Precedents: If applicable, provide court decisions or other legal rulings that support the case for rectification.
    • Trademark Usage Evidence: If the rectification involves a mistake regarding the goods/services for which the mark is registered, submit evidence showing the correct use.
  4. Filing the Application
    • Filing Online or Physically: The rectification application can be filed online via the official website of the Controller General of Patents, Designs, and Trademarks (CGPDTM) or by submitting a physical copy of Form TM-O at the trademark office.
    • Filing Fee: A filing fee is required for the application. The fee may vary depending on the jurisdiction and the number of classes involved in the application. In India, the fee is typically ₹4,500 for online applications and ₹5,000 for physical filings.
  5. Acknowledgment from the Trademark Office

    After submitting the rectification application, the trademark office will acknowledge receipt of the application and provide a receipt with an application number. This acknowledgment marks the beginning of the process. If additional documents or clarifications are needed, the trademark office will notify the applicant.
  6. Examination of the Application

    Once the application is filed, the trademark office will examine the rectification request. This examination involves reviewing the grounds of the application and any supporting documentation provided. If the application meets the necessary legal requirements, the trademark office may accept the rectification request, and the register will be updated accordingly.
  7. Notice to Other Parties

    After the application is accepted for examination, the trademark office may issue a notice to the trademark owner, informing them of the application for rectification. The trademark owner is usually given the opportunity to respond to the rectification application. If the rectification involves cancellation or ownership disputes, the affected party may be allowed to present their side.
  8. Hearing (If Required)

    If the matter is not resolved through written submissions, a hearing may be scheduled. Both the applicant (requesting rectification) and the trademark owner will present their arguments, and the hearing body will consider the merits of the case before issuing a decision.
  9. Final Decision

    After considering the application and the evidence presented, the trademark office or IPAB will issue a final order regarding the rectification request. If the application is accepted, the trademark register will be amended to reflect the necessary changes, such as the removal of a trademark, the correction of ownership details, or any other adjustments required.

Conclusion

Filing a rectification application is an essential process for correcting errors or addressing conflicts in the trademark register. By submitting Form TM-O along with the required documents, an applicant can seek to remove a trademark from the register, correct ownership details, or resolve issues related to non-use or confusion with prior rights. A careful understanding of the legal grounds for rectification, proper documentation, and timely submission are key to a successful outcome in the rectification process.

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